Designation: Manager - Compliance
Location - Mumbai (Lower Parel)
Experience: 5 - 8 yrs.
CTC: up to 25 Lakhs + Variable
Qualifications and Education Requirements: Preferred a professional with Company Secretary and LLB Degree
Preferred Skills: Experience in managing AIF related compliance
Role and Responsibilities
Play key role in ensuring compliance under regulations issued by SEBI for Alternative Investment Funds (AIF) and by RBI for non-banking financial companies
Identify compliances applicable to the Company, identify implications and implement compliance requirements
Keep abreast with amendments in laws, regulations, directions and guidelines applicable to the Company and ensure steps are taken as and when any new implications arise
Sensitize all departments for compliances to be ensured in their respective areas
Assist in creating organization-wide policies and create compliance framework for the Company
Ensure implementation of internal policies and procedures and creating awareness of the same
Drive the compliance monitoring program for the group
Ensuring periodic and even based filings with RBI and SEBI
Collaborate with the other functions / departments to ensure timely and accurate submission of returns and information to regulators
Assist in automating reporting and controls
Assist in dealing with queries raised by RBI, SEBI and or any other statutory bodies
Maintaining and updating compliance related MIS(s)
Assist all departments in preparing and providing Compliance reports on a regular basis
If interested, please share your resume on